4.3.2020 Regulatory Compliance Newsletter

  • Paycheck Protection Program Guidance & Forms
  • NCUA Issues Guidance Regarding Exams During COVID-19
  • CFPB Offers Flexibility to Financial Companies
  • Regulators Encourage Making Small-dollar Loans in Response to COVID-19
  • IRA and HSA/MSA Deadlines Extended to July 15th
  • InfoSight: Pandemic Preparedness – Added Resources
  • Virtual Compliance Update & Roundtable – April 15th


3.27.2020 Regulatory Compliance Newsletter

  • Clarification About Government “Orders”
  • Urgent Needs Grants Available for Credit Unions Affected by COVID-19
  • NCUA Letter to Credit Unions Addresses Annual Meetings
  • CFPB Publishes COVID-19 Resources
  • InfoSight: New Topic – Pandemic Preparedness
  • Virtual Compliance Update & Roundtable April 15th

3.20.2020 Regulatory Compliance Newsletter

  • NCUA Issues Letter to Credit Unions and Frequently Asked Questions on COVID-19
  • State Regulatory Guidance to Credit Unions
  • FinCEN Urges Communication of Concerns Related to COVIC-19
  • ACH Operations Bulletin #2-2020: NACHA Issues Reminder on ACH Responsibilties to Financial Institutions Potentially Impacted by Coronavirus
  • Liability for Check Clearings
  • CFPB Publishes Updated HMDA FAQ
  • InfoSight: New Sample Telecommuting Policy
  • Virtual Compliance Update & Roundtable April 15th
  • March 20 (No Cost – Recorded Version) Webinar: Pandemic Preparedness: Managing Coronavirus & Other Epidemics


  • Military Lending Act Clarity
  • Virtual Compliance Update & Roundtables – March 18th
  • BSA Officer Training – CO & WY

2.28.2020 Regulatory Compliance Newsletter

  • CFPB and Two States Sue Loan Banks
  • FTC Issues ECOA Report
  • February Meeting of the NCUA Board
  • CFPB Issues Notice of Proposed Rulemaking on Time-Barred Debt Disclosures
  • InfoSight: New Training Videos
  • Virtual Compliance Update & Roundtable March 18
  • BSA Officer Training – Colorado

2.21.2020 Regulatory Compliance Newsletter

  • Provide Feedback on InfoSight & Policy Pro
  • FinCEN Making More Changes to CTR Filing Instructions
  • CFPB Conducting TRID Assessment Industry Surveys
  • What Are “Trusted Identities”?
  • InfoSight: Compliance Updates
  • Virtual Compliance Updates & Roundtable March 18th
  • BSA Officer Training – CO & AZ

2.14.2020 Regulatory Compliance Newsletter

  • Helpful Guidance from FinCEN Regarding Filing Business Entity SARs and CTRs
  • Compliance Highlights
  • CUNA Experiences ‘Cyber Incident’
  • Kraninger Signals CFPB Plans to Lending Rules
  • InfoSight: Expedited Funds Availability Act
  • Virtual Compliance Update & Roundtable February 20th


2.7.2020 Regulatory Compliance Newsletter

  • Credit Unions Agree to Late-Filing Penalties for 2nd Quarter of 2019
  • New York Bank Pays for Flood Insurance Violations
  • CFPB Sues Citizen Bank, N.A.
  • CFPB Clarifies Stance on ‘Abusiveness’ Standard
  • InfoSight: Mortgage Servicing
  • Virtual Compliance Update & Roundtable February 20th

1.31.2020 Regulatory Compliance Newsletter

  • Compliance Exams Come to Credit Unions
  • IRA Issues Clarification on RMD Statements
  • Highlights from the January NCUA Board Meeting
  • CFPB Policy Statement on ‘Compliance Aids’
  • InfoSight: Membership Expulsion and/or Service Limitation
  • Virtual Compliance Update & Roundtable February 20th

1.24.2020 Regulatory Compliance Newsletter

  • FAQ Regarding New IRA Rules Under the SECURE Act
  • OCC Levels $18 Million Flood Act Penalty
  • InfoSight: Ability to Repay
  • Virtual Compliance Update & Roundtable February 20
  • Compliance Lunch & Learns in February